Bincy Shajan joined Raintree Financial Solutions in April 2021 as a Compliance Officer, reporting to the Chief Compliance Officer. Bincy’s core responsibilities at RFS include actively monitoring security trades throughout the day and reviewing to ensure suitability and compliance.
She has a high concentration on AML Compliance elements; AML manual, FINTRAC training and internal AML audit. She liaises with the private wealth advisors and the Insurance providers regarding the error and omission of insurance coverage.
Bincy is a Certified Anti-Money Laundering Specialist and is a member of The Association of Certified Anti-Money Laundering Specialists (ACAMS).