The Compliance Analyst works with the Chief Compliance Officer to ensure that Dealing Representatives, internal staff, and coworkers are compliant with business and legislative regulations. This position has varying responsibilities within the organization to meet legislative obligations and manage risk. This entails performing required supervision reviews of the dealing representatives, marketing, and ongoing review of the Compliance Department’s overall work to ensure industry standards are being met and/or exceeded. This is a brand new position, designed to support the overall efficacy of our compliance regime. For more information and to apply, click here.